Jan 12, 2019

Vice President, LIA12318XHIAS

  • Goldman Sachs
  • United States
Full time Executive

Job Description

A leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals.

  • Responsible for internal audits and analysis of the Securities Division's business activities, specifically Equity One Delta, Derivatives, Prime Services and Principal Strategic Investments.
  • Plan, budget, scope, lead and execute risk-focused and regulatory required audits using various techniques such as data analysis, control design assessments, control effectiveness testing and outcome based testing.
  • Develop audit programs and testing procedures relevant to risk and test objectives.
  • Verify policies and procedures are being interpreted and applied properly and carried out as intended by management.
  • Deliver results of the audit testing program and assess the adequacy of the design and operation of controls associated with the key risks identified.
  • Obtain and review evidence ensuring audit conclusions are well-documented.
  • Prepare written reports identifying results at the conclusion of each audit assignment.
  • Perform continuous monitoring to assess changes in the control environment and other matters arising in the business.

  • Master's degree (U.S. or equivalent) in Finance, Business Administration, or a related field and three (3) years of experience in the job offered or in a related role OR Bachelor's degree (U.S. or equivalent) in Finance, Business Administration, or a related field and five (5) years of experience in the job offered or in a related role.
  • Must have three (3) years (if Masters) or five (5) years of experience (if Bachelor's) with: multi-tasking and meeting tight deadlines while remaining organized in a fast-paced, dynamic environment; auditing complex business processes including sales, trading, risk management, product control and operations functions; market regulations impacting equities businesses transacting in sales and trading activities in listed and over-the-counter markets; discussing and presenting audit findings to senior business stakeholders; working effectively in an audit context across a large global team; audit techniques, including data analysis, control design assessments, control effectiveness testing, outcome based testing; auditing IT general controls including logical access controls over infrastructure, applications, and data.


Apply Now